Full text of CIC MARKET SOLUTIONS, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17a-5(d) of the Securities and Exchange Act of 1934 > DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | | | | |-----------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|-------------------------------------------------------------------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL | | | | | | | 0MB<br>Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated<br>average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART Ill | | | 8-51649 | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022<br>AND ENDING | 12/31/2022 | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | CIC Market<br>NAME<br>OF FIRM: | Solutions,<br>Inc | | | | | | □Security-based<br>181 Broker-dealer<br>Check here if<br>respondent<br>□ | □Major<br>swap<br>dealer<br>is also an OTC derivatives<br>dealer | security-based<br>swap | participant | | | | | PLACE OF BUSINESS: (Do not<br>use P.O. Box No.) | | | | | | | 520 Madison<br>Avenue, | th Floor<br>37 | | | | | | (No. and Street) | | | | | | York<br>New<br>(City) | NY<br>(State) | | 10022<br>(Zip Code) | | | | REGARD | TO THIS FILING | | | | | | | | | | | | | | 212-659-6292<br>(Area Code -Telephone<br>Number) | | alex.englese@cic.eu<br>(Email Address) | | | | ADDRESS OF PRINCIPAL<br>PERSON TO CONTACT WITH<br>Alex J. Englese<br>(Name) | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose | contained<br>reports<br>are | in this<br>filing* | | | | | | | | | | | | | WithumSmith+Brown<br>(Name -<br>individual, state<br>if<br>last,<br>first, | middle name) | | | | | Suite<br>Jefferson<br>Park | Whippany | NY | 07981 | | | | | (City) | (State) | (Zip Code) | | | | 200<br>(Address)<br>10/20/2003 | | | 100 | | | | Registration<br>with<br>(Date<br>PCAOB)(if<br>of<br>applicable) | | | (PCAOB Registration<br>Number, if<br>applicable) | | | \* Claims for exemption from the requirement that the annual reports be cover…Read the full text as markdown