Full text of CIC MARKET SOLUTIONS, INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17a-5(d) of the Securities and Exchange Act of 1934 > DECEMBER 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING \_12/31/2023 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** | NAME<br>OF<br>FIRM: | CIC | Market | Solutions, | Inc | |---------------------|-----|--------|------------|-----| | | | | | | TYPE OF REGISTRANT (check all applicable boxes): ☐ Broker-dealer ☐ Security-based swap dealer ☐ Majorsecurity-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 520 Madison Avenue, 37th Floor | NY | | 10022 | | |---------------------------------------|---------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|--| | (State) | | (Zip Code) | | | TO<br>THIS<br>FILING | | | | | Alex<br>J.<br>Englese<br>212-659-6292 | | alex.englese@cic.eu | | | (Area Code – Telephone Number) | (Email Address) | | | | ACCOUNTANT | | | | | | | | | | 400<br>Whippany | NY | 07981 | | | (City) | (State) | (Zip Code) | | | 100 | | | | | | | (PCAOB Registration Number, if applicable) | | | FOR<br>OFFICIAL<br>USE<br>ONLY | | | | | | | | | | | REGARD<br>B.<br>ACCOUNTANT<br>whose<br>reports<br>are<br>contained<br>Suite<br>(Date of Registration with PCAOB)(if applicable) | IDENTIFICATION<br>in<br>this<br>filing*<br>(Name – if individual, state last, first, and middle name) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in thisform are notrequired to respond unlessthe form displays a current…Read the full text as markdown