Full text of CSCA CAPITAL ADVISORS, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION (With Report of Independent Registered Public Accounting Firm Therein) DECEMBER 31, 2020 {1}------------------------------------------------ #### UNITED STATES SECURJTJESAND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | S-51671 | FACI NG PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | RE PORT FOR TH E P ERIOD BEGIN ING | /01<br>/20<br>01<br>~~~~~~~~~~~ | AND ENDING | 12/31<br>/20<br>~~~~~~~~~~~ | | | | |-------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|----------------------------------|--|--|--| | | MM/DDfYY | | MM/DDfYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: CSCA Capital Advisors, LLC | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | | | 845 THIRD AVENUE, 6TH FLOOR | | | | | | | | | (No. and Street) | | | | | | | New York | | | 10022 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Laurent de Marval (212) 446-9170 | | | | | | | | | | | (Area Code - Telephone<br>umber) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | DEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | WithumSmith and Brown | | | | | | | | | (Name - if individual, stQ/e last. first. middle name) | | | | | | | 1411 Broadway, 9th Flor | New York | NY | 10018 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CH ECK ONE: | | | | | | | | l/'lcertified Public Accountant | | | | | | | | Public Accountant | | | | | | | | a<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > Potential person…Read the full text as markdown