Full text of CSCA CAPITAL ADVISORS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statement and Supplementary Information Pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 December 31, 2022 (with Reports of Independent Registered Public Accounting Firm Therein) (Confidential Treatment Requested) {1}------------------------------------------------ #### **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: October 31, 2023 **Washington, D.C. 20549** Estimated average burden | OMB APPROVAL | | | | |-------------------------------|---|--|--| | | | | | | | | | | | I | | | | | I<br>hours per response 12.00 | | | | | | E | | | | | | | | | | | | | | | | | | ## **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 51671 PART III** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | | |---------------------------------------------------------------------------|------------------------------------------------------------------------------------------------|-----------------|------------------------|--|--|--|--| | | MM/DD/YYYY | | MM/DD/YYYY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: | CSCA Capital Advisors, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | տ Security-based swap dealer<br>X Broker-dealer | տ Major security-based swap participant | | | | | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESSOF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | 300 Park Avenue, Suite 218 | | | | | | | | | | (No. and Street) | | | | | | | | New York | NY | | 10022 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Pascal Roche | (212)-751-4422 | | proche@dfppartners.com | | | | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | WithumSmith нBrown͕W | | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | | | 1411 Broadway, 9th FL | New York | NY | 10018 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 1ϬϬ | | | | | | | | | (Date of Registration with PCAOB)(if applicable)<br…Read the full text as markdown