Full text of STONEBRIDGE SECURITIES, LLC.'s X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PUBLIC | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | 0MB APPROVAL<br>0MB Number: 3235-0,.23<br>Expires: Nov. 30, 2026 | | |---------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------|------------------------------------------------------------------|--| | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response:<br>·; 2 | | | | Jl1NNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-S | | | 8-51851 | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | | | | | MM/DD/VY | | MM/DD/YY | | | | A. REGISTRANT IDIENTIFICATION | | | | | | NAME oF FIRM: Stonebridge Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer | □ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 330 112th Ave Suite 300 | | | | | | | (No. and Street) | | | | | Bellevue | Wa. | | 98004 | | | (City) | (State) | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FIL.ING | | | | | | Michael Hendrickson | 206-770-9700 | mikeh@stonebridgesecurities.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | OHAB AND COMPANY, PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 100 E SYBELIAAVENUE, SUITE 130 MAITLAND | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | JULY 28, 2004 | | 1839 | | | | T" of | Reglstcatioo with PCAOB)Of applicable] | | I PCAOB Reglstrntloo N"mbe,, If appl lcable) | | | | !=OR OFFICIAL USE ONLY | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a c…Read the full text as markdown