STONEBRIDGE SECURITIES, LLC. X-17A-5 (2026-04-01) — Broker-dealer annual report

Full text of STONEBRIDGE SECURITIES, LLC.'s X-17A-5 filed 2026-04-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSIOI~<br>Washington, D.C. 20S49 | | C~j\L<br>0MB Number; 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>u<br>hours per response: | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------|-----------------------------------------|------------------------------------------------------------------------------------------------------------------|--| | Public | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-1.7A-5 | | 8-51851 | | | | PART Ill | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under th1! Securities Exchange Act o1f 1934 | | | | | | FILING FOR THE PERIOD BEGINNING Q 1/01/2025 | | AND ENDING 12/31/2025 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | ·-----·-------··--- | | | NAME OF FIRM: STONEBHIDGE SECUR.ITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 330 112TH AVE NE, SUITE 300 | | | | | | | (No. and Street) | | | | | BELLEVUE | WA | | 98004 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | MICHAEL HENDRICKSON | 206-770-9700 | | MIKEH@STONEBRIDGESECURITIES.COM | | | (Name) | | __ | •_-_-_-I | | | | (Area Code-Telephon,_e_N_u_m_be_r_)<br>B. ACCOUNTANT IDENTIFICATION | ,_,(E_m_a_il A_d_d_re_ss_) | ::=i | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports am contained in this filing* | | | | | | OHAB AND COMPANY, PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E SYBELIA AVENUE SUITE 130 | MAITLAND | FL | 327fi1 | | | (Address) | (City) | (State) | (Zip Code) | | | JULY 28 2004 | | 1839 | PC:.OS Ref>lratioo N,rnbe,, if •l!I"~ | | | (Date of Re imallon with PCAOS (i a<br>llcable | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | **Persons who are to respond to the collection of Information contained 11 this form are not required to respond unless tlhe form displays a currently valid OM B control…

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