Full text of SAFRA SECURITIES LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### SAFRA SECURITIES LLC (SEC. I.D. No. 8-51935) #### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------------------|--------------------------------------------|--|--|--|--|--|--| | | SEC FILE NUMBER | | | | | | | | | | | ANNUAL<br>FORM | REPORTS<br>X-17A-5 | | | | | | | | | | PART<br>III | | 8-51935 | | | | | | | | FACING<br>PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | ________ 12/31/22<br>_______ | | | | | | | | | MM/DD/YY | | | | | | | | | | A. | REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: _____SAFRA SECURITIES LLC____________________________________________ | | | | | | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>applicable<br>☐<br><br>Security-based swap<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | boxes):<br>dealer | ☐<br>Major<br>security-based swap | participant | | | | | | | | 546 Fifth Avenue | (No. and Street) | | | | | | | | | | | | | 10036 | | | | | | | | (City) | New York<br>New York<br>(State) | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | (Zip Code) | | | | | | | | Jimmy You | (212) 704-9376 | | | | | | | | | | (Name) | (Area Code – Telephone Number) | | Jimmy.You@Safra.com<br>(Email Address) | | | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | | | | (Name – if individual, state last, first,…Read the full text as markdown