Full text of SAFRA SECURITIES LLC's X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### SAFRA SECURITIES LLC (SEC. I.D. No. 8-51935) ### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-21935 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/24 | AND ENDING | | 12/31/24 | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|----------------------|--------------------------------------------|--|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: | SAFRA SECURITIES LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>മ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 546 Fifth Avenue | | | | | | | | | | (No. and Street) | | | | | | | | New York | New York | | | 10036 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Jimmy You | (212) 704-9376 | | Jimmy. You@Safra.com | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 345 Park Avenue 4th Floor | New York | | New York | 10154 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 10/20/2003 | | | 185 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent publ…Read the full text as markdown