Full text of PENNHAVEN BROKERAGE PARTNERS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMER 8- 70581 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/22<br>MM/DD/YY | AND ENDING | 12/31/22<br>MM/DD/YY | | | | | |-----------------------------------------------------|----------------------|------------|----------------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | Color Laure Distriction Company Countries one O | | | | | | | | NAME OF FIRM: PennHaven Brokerage Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): lമ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer | | ADDRESS OF PRINCIPAL PLACE OF DUSINESS. (DO TIUL USE a P.O. 00X 10.) | | | | |--------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|------------------------|--| | 44 West Gay Street, Suite 300 | | | | | | | (No. and Street) | | | | | West Chester | PA | | 19380 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Donald O'Hara | (267) 597-3849 | | dohara@pennhavenbp.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Cohen & Company, Ltd. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 1835 Market Street, Suite 310 Philadelphia | PA | 19103 | | | (Address) | (City) | (State) | (Zip Code) | | | 12/17/2003 | | 925 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION , swear (or affirm) that, to the best of my knowledge an…Read the full text as markdown