Full text of ROW ASSOCIATES, LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## CONSOLIDATED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: ## ANNUAL REPORTS FORM X-17A-5 PART III | ان الاستان الحاديات الالكامل الملك | | |------------------------------------|--| | | | | SEC FILE NUMBER | | | 8-70520 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 17/21/2002 11/04/2002 | FILING FOR THE PERIOD BEGINNING U 170 172023 | | AND ENDING 1270 172023 | |----------------------------------------------|------------------------------|------------------------| | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | #### ROW Associates, LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant 2107 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1222 16th Avenue South, Suite 21 | | (No. and Street) | | | | | |------------------------------------------------------------|---------------------------------------------------------------------------|---------------------------------------------|------------|--|--| | Nashville | TN | | 37212 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | 516 222 9111<br>Chad Kirschenblatt | | chad.kirschenblatt@jrsfinancialservices.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. Accountant Identification | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 185 Crossways Park Drive Woodbury | | NY | 11797 | | | | (Address) | (City) | (State) | (Zip Code) | | | ## 12-14-2004 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are…Read the full text as markdown