Full text of ROW ASSOCIATES, LLC's X-17A-5 filed 2022-03-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### CONSOIDATED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 {1}------------------------------------------------ ### DECEMBER 31, 2021 ### TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | | |-----------------------------------------------------------------------------------|--| | Consolidated Financial Statements: | | | Statement of Financial Condition<br>Notes to the Consolidated Financial Statement | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | 8-70520 | ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | |---------------------------------|------------------------------|------------|------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | ## NAME OF FIRM: ROW Associates, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer - [ Security-based swap dealer ] Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------|--| | Nashville | IIN | | 37212 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Chad Kirschenblatt | 516 222 9111 | | chad.kirschenblatt@jrllc.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | Frazier & Deeter, LLC | (Name - if individual, state last, first, and middle name) | | | | | 222 2nd Avenue South. Ste 1840 Nashville | | IN | 37201 | | | (Address) | (City) | (State) | (Zip Code) | | | 10-14-2003 | | 215 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | CFR 240.17a-5(e)(1)(ii), if appl…Read the full text as markdown