Full text of FOLIO INVESTMENTS, INC.'s X-17A-5 filed 2021-03-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Folio Investments, Inc. Statement of Financial Condition as of December 31, 2020 {1}------------------------------------------------ | | | | | OMB APPROVAL | | |---------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------------------------|------------|--------------------------|-------------------| | | | U. S. SECURITIES AND EXCHANGE COMMISSION | | OMB Number: | 3235-0123 | | | Washington, D.C. 20549 | | Expires: | | | | | | | | Estimated average burden | | | | | ANNUAL AUDITED REPORT<br>hours per response……12.00 | | | | | | FORM X-17A-5 | | | | | | | PART III | | | | SEC FILE NUMBER | | | | | | 8-52009 | | | | FACING PAGE | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2020<br>MM/DD/YY | AND ENDING<br>MM/DD/YY | 12/31/2020 | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF BROKER-DEALER: | | | | | | | Folio Investments, Inc. | | | | | OFFICIAL USE ONLY | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | FIRM ID NO. | | | | | | | | | 8180 Greensboro Drive, 8th Floor | | | | | | | | (No. and Street) | | | | | | McLean | VA | 22102 | | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | | | | James C. Fyffe | (703) 245-4920 | | | | | | | (Area Code -Telephone No.) | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 1800 Tysons Boulevard | McLean | Virginia | | 22102 | | | (Address) | (City) | (State) | | (Zip Code) | | | | | | | | | | CHECK ONE: | | | | | | | x<br>Certified Public Accountant | | | | | | | | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the op…Read the full text as markdown