FOLIO INVESTMENTS, INC. X-17A-5 (2024-02-27) — Broker-dealer annual report

Full text of FOLIO INVESTMENTS, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) Folio Investments, Inc. d/b/a Goldman Sachs Custody Solutions Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-52009 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2023 | MM/DD/YY | AND ENDING 12/31/2023<br>MM/DD/YY | | |------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|--------------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: Goldman Sachs Custody Solutions | | | | | TYPE OF REGISTRANT (check all applicable boxes): | മ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 8180 Greensboro Drive. 8th Floor<br>(No. and Street) | | | | | McLean | | Virginia | 22102 | | (City) | | (State) | (Zip Code) | | James C. Fyffe<br>(Name) | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(703) 245-4920<br>(Area Code - Telephone Number) | | jim.fyffe@gs.com<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | PricewaterhouseCoopers LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | | | 300 Madison Ave | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | | PCAOB ID 238 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL<br>USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this fo…

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