INCAPITAL LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of INCAPITAL LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: INCAPITAL LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001095944-20-000003
• CIK: 1095944
• File #: 8-52081
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLC
• Auditor location: Chicago, IL
• Contact: James Papagiannis
• Phone: 3123793764
• Signed by: Tom Belka (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001095944 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N INCAPITAL LLC 200 SOUTH WACKER DRIVE SUITE 3700 CHICAGO IL 60606 James Papagiannis 3123793764 PricewaterhouseCoopers LLC One North Wacker Drive Chicago IL 60606 Certified Public Accountant Tom Belka INCAPITAL LLC 03-02-2020 Thomas Belka Chief Financial Officer Y

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• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-20
• X-17A-5 — 2017-05-02
• X-17A-5 — 2016-10-04
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)