INCAPITAL LLC X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of INCAPITAL LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: INCAPITAL LLC
• Form: X-17A-5
• Filed: 2021-02-26
• Period: 2020-12-31
• Accession: 0001095944-21-000003
• CIK: 1095944
• File #: 8-52081
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLC
• Auditor location: Chicago, IL
• Contact: James Papagiannis
• Phone: 312-379-3764
• Signed by: Tom Belka (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001095944 XXXXXXXX LIVE false false false 01-01-2020 12-31-2020 Broker-dealer N INCAPITAL LLC 200 SOUTH WACKER DRIVE SUITE 3400 CHICAGO IL 60606 James Papagiannis 312-379-3764 PricewaterhouseCoopers LLC One North Wacker Drive Chicago IL 60606 Certified Public Accountant Tom Belka INCAPITAL LLC 02-26-2021 Thomas Belka Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2026-03-02
• X-17A-5 — 2025-03-04
• X-17A-5 — 2024-03-01
• X-17A-5 — 2023-03-29
• X-17A-5 — 2022-02-28
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-20
• X-17A-5 — 2017-05-02
• X-17A-5 — 2016-10-04
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)