ARCHIPELAGO SECURITIES L.L.C. X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of ARCHIPELAGO SECURITIES L.L.C.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ARCHIPELAGO SECURITIES L.L.C.
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001098157-19-000005
• CIK: 1098157
• File #: 8-52140
• Material weakness: No
• Auditor: Frazier & Deeter, LLC
• Auditor location: Atlanta, GA
• Contact: Sean Thomasson
• Phone: 7709162593
• Signed by: Sean Thomasson (Finance and Operations Principal)

Document text (excerpt)

X-17A-5 0001098157 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N ARCHIPELAGO SECURITIES L.L.C. 353 NORTH CLARK STREET SUITE #3200 CHICAGO IL 60654 Sean Thomasson 7709162593 Frazier & Deeter, LLC 1230 Peachtree St NE Suite 1500 Atlanta GA 30309 Certified Public Accountant Sean Thomasson ARCHIPELAGO SECURITIES L.L.C. 12-31-2018 Sean Thomasson Finance and Operations Principal Y

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Original filing on SEC EDGAR (source of record)