Full text of ARCHIPELAGO SECURITIES L.L.C.'s X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Estimated average burden Washington, D.C. 20549 hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-52140 PART III FACING PAGE Information Required Pursuant to Rules 17ACING TACE - PACING F.C. 17619 - 12 - 12 - 12 - 12 - 12 - 12 12/31/25 FILING FOR THE PERIOD BEGINNING 01/01/25 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Archipelago Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): TYPE OF REGISTRANT (check all applicable boxed) □ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 353 N Clark St, Suite 3200 (No. and Street) 60654-4721 -Chicago (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING sean.thomasson@ice.com (770)916-2593 Sean Thomasson (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 30308 GA 55 Ivan Allen Jr Blvd Suite 1000 Atlanta (Zip Code) (State) (City) (Address) 42 10/20/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public Claims for exemption from the requirement that the annual reports be covered by the basis of the exemption. See 17 accountant must be supported by a statement of facts and CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Sean Thomasson | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------| | 12/31 | financial report pertaining to the firm of Archipelago Securities, LLC<br>2 025 __ , is true and c…Read the full text as markdown