Full text of BROOKFIELD PRIVATE ADVISORS LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A wholly owned subsidiary of Brookfield Private Advisors Holdings, LLC) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31 , 2021 {1}------------------------------------------------ #### **ITED STATES SECURITIES AND EXCHA** GE **COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER 8- 68370 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /21** AND ENDING **12/31 /21** --------- MMJD D !YY MM/DD/YY #### **A. REGISTR TIFICATIO** # NAME OF FIRM: Brookfield Private Advisors LLC ------------------------------ TYPE OF REGISTRANT (check all applicable boxes): IZI Broker-dealer D S curity-based swap deal r D Major security-bas d swap participant D Check here if respondent is also an OTC deri ati es dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | B. ACCOUNTANT IDENTIFICATION | | |----------------------------------|--------------------------------------------------------|------------------------------| | (Name) | (Area Code - Telephone<br>umber) | (Email<br>ddres ) | | (212) 897-1692<br>Michael Stupay | | mstupay@integrated.so1utions | | | PERSON TO CONTACT WITH REGARD TO THIS FlLING | | | (City) | ( late) | (Zip Code) | | New York | NY | 10281-1021 | | | ( o. and Street) | | | | 4 World Financial Center, 250 Vesey Street, 15th Floor | | INDEPENDENT PUBLIC ACCOUNTANT whos reports are contained in this filing\* ## Deloitte & Touche LLP | ame- if individual, state last, first, and middle name) | | | | | | |---------------------------------------------------------|---------------------------------------------|---------|------------|--|--| | 30 Rockefeller Plaza | New York | NY | 101<br>12 | | | | (Addres ) | (City) | ( tale} | (Zip Code) | | | | 10/20/2003 | | 34 | | | | | (Date of Regi tralion wilh PCAOB)(if applicable) | (PC OB Regi tration<br>umber, ifapplicable) | | | | | #### **FOR OFFICIAL SE ONLY** \* Claim for exempti on from the requirement that the annual reports be covered by the report ofan independent public accountant must be upported b a statement of fact and circumstances relied on as the basis of the exe…Read the full text as markdown