Full text of BROOKFIELD PRIVATE ADVISORS LLC's X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Brookfield Private Advisors LLC** (A wholly owned subsidiary of Brookfield Private Advisors Holdings, LLC) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-68370 SEC FILE NUMBER ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIIl** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | A. REGISTRANT IDENTIFICA TIO<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>4 World Financial Center, 250 Vesey Street 151<br>(No. and Street) | h Floor | OFFICIAL USE ONLY<br>FlRMlD. NO.<br>10281-1021 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (Zip Code) | | | | | | | | (212) 509-7800 | | | | (Area Code -<br>Telephone No.) | | | | | | | | | | | | | | | | | | | | 10112 | | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | Deloitte & T ouche LLP | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>NY<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. I 7a-5(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ #### AFFIRMA…Read the full text as markdown