Full text of MARATHON CAPITAL MARKETS, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Marathon Capital Markets, LLC** Financial Report December 31 , 2022 Filed as PUBLIC information pursuant to Rule 17a-S(e)(3) under the Securities Exe hange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES **AND EXCHANGE COMMISSION** Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART Ill OMS APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: 12 > SEC FILE NUMBER 8-52256 FACING **PAGE** Inform ation Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01 /22** MM/DD/VY AND ENDING **12/31 /22** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Marathon Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 200 W Madison St, Suite 3700 | IL<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>312-989-1342<br>(Area Code - Telephone Number) | | 60606<br>(Zip Code) | | |-----------------------------------------------------------------------------------------------------------------|-----------------|------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | RBraasch@marathoncapital.com | | | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | Chicago | IL | 60606 | | | (City) | (State) | (Zip Code) | | | | | | | | (PCAOB Reg;,traUon Number, ;t appl;cable) | | | | | 30 South Wacker Drive, Suite 3300 | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>49 | | • aaims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basi.s of the exemption. See 17 **CFlt** 240.1 ?a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0 MB control number. {2}--------------------------------------------…Read the full text as markdown