Full text of MARATHON CAPITAL MARKETS, LLC's X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Marathon Capital Markets, LLC** Financial Report December 31, 2024 Filed as PUBLIC information pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D,C, 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8-52256 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /24** AND ENDING **12/31 /24** MM/DD/YY MM/DD/YY **A, REGISTRANT IDENTIFICATION** NAME oF FIRM: Marathon Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes}: E!J Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 200 W Madison St, Suite 3700 | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|--------------------------------|------------|--| | Chicago | IL | | 60606 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Philippe Lavertu | 312-989-1341 | plavertu@marathoncapital.com | | | | (Name) | (Area Code- Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | RSM US LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name- If individual, state last, first, and middle name) | | | | | 30 S Wacker Dr, Suite 3300 | Chicago | IL | 60606 | | | (Address) | (City) | (State) | | | | | | | (Zip Code) | | | 09/24/2003 | | 49 | | | | (Date of Re lstratlon with PCA0B If a | llcable | PCAOB Re lstratlon Number If a | llcable | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a…Read the full text as markdown