Full text of BENCHMARK INVESTMENTS, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SEC FILE NUMBER 8-52280 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | AND ENDING 12/31/2020 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------|--|--|--| | MM/DD/YY | | | AM/DDSYY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: Benchmark Investments, Inc. | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM L.D. NO. | | | | | 175 Country Club Drive Bldg 400D | | | | | | | | | (No. and Street) | | | | | | | Stockbridge | | | 30281 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND THE PHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Philip Clantro | | | 648-228-9300 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report®<br>Nawrocki Smith LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 290 Broad Hollow Road Suite 115E | Melville | NY | 1747 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.170-5(c)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to reapond > unless the form displays a currently…Read the full text as markdown