Full text of BENCHMARK INVESTMENTS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-52280 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/01** /21 AND ENDING **12/31/2021** --------- MM/DD/ Y Y MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: BENCHMARK INVESTMENTS, LLC TYPE OF REGISTRANT (check all applicable boxes): iii Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 175 COUNTRY CLUB DRIVE, BLD 400, SUITED | | GA | | | |--------------|--------------------|-----------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | STOCKBRIDGE | | | 30281 | | | (St.ite) | | (Zip Code) | | | | | | | NIKITA BROWN | | nbrown@kingswoodus.com | | | (Name) | | | | | | | | | | | | | | | | | NY | 11788 | | | (City) | (State) | (Zip Code) | | | | 3370 | | | | | | | | | NOWROCKI SMITH LLP | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>212-404-7002<br>(Area Code -Telephone Number)<br>100 MOTOR PARKWAY, SUITE 580 HAUPPAUGE | ( Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | \* Claims for exemption from the requirement that the annu<ll reports be covered by the reports of Jn independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24D 17.i-S(e)(l)(ii), if ;ipplicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, Michael Nessim | swear (or affirm) that, to the best of my knowledge and belief, the…Read the full text as markdown