Barclays Capital Inc. X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of Barclays Capital Inc.'s X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: Barclays Capital Inc.
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001104659-17-013061
• CIK: 851376
• File #: 8-41342
• Material weakness: Yes
• Auditor: PricewaterhouseCoopers LLP
• Contact: Joe Busuttil
• Phone: 212-412-2305
• Signed by: Joe Busuttil (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000851376 XXXXXXXX LIVE false 01-01-2016 12-31-2016 Broker-dealer Y Barclays Capital Inc. 745 Seventh Avenue New York NY 10020 Joe Busuttil 212-412-2305 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Joe Busuttil Barclays Capital Inc 12-31-2016 Joe Busuttil Chief Financial Officer Y

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• X-17A-5 — 2026-02-23
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• X-17A-5 — 2024-02-27
• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-03-06
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)