Full text of BARCLAYS CAPITAL INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Barclays Capital Inc. December 31, 2022 {1}------------------------------------------------ | | Page(s) | |--------------------------------------------------------------|---------| | 1<br>Report of Independent Registered Public Accounting Firm | | | Financial Statement | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3 - 42 | | {2}------------------------------------------------  KPMG LLP 345 Park Avenue New York, NY 10154-0102 # Report of Independent Registered Public Accounting Firm To the Stockholder and the Board of Directors Barclays Capital Inc.: ### Opinion on the Financial Statement We have audited the accompanying statement of financial condition of Barclays Capital Inc. (the Company) as of December 31, 2022, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2022, in conformity with U.S. generally accepted accounting principles. ### Basis for Opinion opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statement. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statement. We believe that our audit provides a reasonable basis for our opinion. New York, New York February 27, 2023 {3}------------------------------------------------ (in millions, except share da…Read the full text as markdown