Full text of IMPERIAL CAPITAL, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2023 Public Document {1}------------------------------------------------ Statement of Financial Condition December 31, 2023 Public Document {2}------------------------------------------------ | Contents | | | | |----------|--|--|--| |----------|--|--|--| | Facing page to Form X-17A-5 | 2A | | |---------------------------------------------------------|-------|--| | Affirmation of Chief Financial Officer | 2B-2C | | | Report of Independent Registered Public Accounting Firm | 3 | | | Statement of Financial Condition | 4 | | | Notes to Statement of Financial Condition | 5-16 | | 10 {3}------------------------------------------------ A notary public or other officer completing this --certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. State of California County of Los Andlets الآند 2 Subscribed and sworn to (or affirmed) before me on this day of yrair ( in 2024, by \_ by \_ by \_ Marin's proved to me on the basis of satisfactory evidence to be the person(s) who appeared before me. SARA VALEGE Will Hams Notary Public : Guillfornia Les Arquise Caunty Public : Commission Sam. Baging Fee a 2016 Signature\_Alla (Seal) {4}------------------------------------------------  Tel: 310-557-0300 Fax: 310-557-1777 www.bdo.com 515 5 Flower St, 47th Floor Los Angeles, CA 90071 Report of Independent Registered Public Accounting Firm To the Managing Member of Imperial Capital, LLC Los Angeles, California Opinion on Financial Statement We have audited the accompanying statement of financial condition of Imperial Capital, LLC (the "Broker") as of December 31, 2023, and the related notes (collectively referred, LLC so no the "firence" ("1) as of December 31, 2023, and the related notes (collectivel material researced statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Broker-Dealer at December 31, 2023, in conformity with accounting principles generally accepted in the United States of America. ### Basis for Opinion This financial statement is the responsibility of the Broker-Dealer's management. Our our . We . We . w . express an opinion on the Broker-Dealer's financial statement based on our audit. We are a public accounting firm registered with the Pub…Read the full text as markdown