Full text of IMPERIAL CAPITAL, LLC's X-17A-5 filed 2025-06-17 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2024 Public Document {1}------------------------------------------------ Statement of Financial Condition December 31, 2024 ### **Public Document** {2}------------------------------------------------ | Contents | |----------| |----------| | Facing page to Form X-17A-5 | 2A | |---------------------------------------------------------|-------| | Affirmation of Chief Financial Officer | 2B-2C | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-15 | {3}------------------------------------------------ | validity of that document. | A notary public or other officer completing this<br>certificate verifies only the identity of the individual<br>who signed the document to which this certificate<br>is attached, and not the truthfulness, accuracy, or | |----------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | State of California<br>County of DOS Argeles | | | | Subscribed and sworn to (or affirmed) before me on this<br>day of March 31, 2025, by Null K Murris | | | proved to me on the basis of satisfactory evidence to be the<br>person(s) who appeared before me.<br>SARA VALERIE WILLIAMS<br>Notary Public - California<br>Los Angeles County<br>Commission # 2392477<br>My Comm. Expires Feb 2, 2026 | | (Seal) | Signature Sance William | {4}------------------------------------------------  Tel: 310-557-0300 Fax: 310-557-1777 www.bdo.com 515 South Flower Street 47th Floor Los Angeles, CA 90071 #### **Report of Independent Registered Public Accounting Firm** To the Managing Member of Imperial Capital, LLC Los Angeles, California #### **Opinion on Financial Statement** We have audited the accompanying statement of financial condition of Imperial Capital, LLC (the "Broker-Dealer") as of December 31, 2024, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Broker-Dealer at December 31, 2024, in conformity with accounting principles generally accepted in the United States of America. #### **Basis f…Read the full text as markdown