Full text of STARLIGHT FUNDING INVESTMENTS, LLC's X-17A-5 filed 2022-03-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | | OATH QR AFFIRMATION | |---------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------| | · Maria Dembski<br>I, | swear (or affirm) that, to the best of mv kAowledge and belief. the . | | financial report . ~rtaining to the firm of | St rs, t y d. g I est<br>mts l C<br>• as of | | Decem~er 3~ •<br>.·.· . • | ~:Q21__, is true and eorrect. I furth13r swear to,: affirm) that ne.ither the £OmAany nor any | | ·. | partner, officer, director, or egu1valtnt pe11on, as the oase mav be, bas any proprietary interest in aJlY a~count classified \$Ole:ly | | as that oh customer.<br>· · | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ---~"·<br>lhi1 fllil!C•<br>lcable boxes): | | | ii (a) St:atel1'lel'lt of financiill condition. | | | D (b) N~tes ta consolidated istatement of financial condition. | •. | | · · ai I c) Statement o.fincome (lo~J6r, if there is other comprehensive inc8me in the petiod(s) presented, a statement of | | | comprehensive income (as defined in§ :uo.1-02 of Regulation S-M). | · | | i:» ·!tJ) Statement of cash flews, | | | lil<br>lel Sta~ement of ch~n1es in stockholders' or par:tners' or sole proprietor's •~uity. | | | 0<br>(fl Statement of ~haAges in liabilities subordina~d to claims of creditors. | | | 18} Notes to consollda.ted fb1ancial statements.<br>00 | | | !i! (h) Computation ofnet.cc1pital 1,mdet'17 CFR 240.lScl-1 or 17 CFR 240. lBil-l, as applic:a ble. | | | D<br>(i) Computatiqn c,J t~nglble net woJth unaer 17 CFR.240.!Ba-z. | ·<br>· | | ti · (j) Computation far det1:1rmination of customer resen,:e requirements pursuantt.o £xli:iblt A to 17 CFR 240,15'3-3. | | | D | (k} Computation for determi.natlon of SflllUrl'li-base.d swap reserve requirements pursuant to Exbibit a to 17 CFR 240;15t:3·3 or | | t:xhibit A to 17 CFR 240,il8a-4, as applicable. | . . | | 0<br>(I) Computation for Determination of PAB Requirements under Exhibit A to § 24tl15c3-3. | | | (m) Information relatine till possession or cortfrol Fl!Ruirements fo~ custerners under 17 CFR 240.15c3-3,<br>ix:! | | | □ {n) Information relatinl! to possesfion or eonrrol requirements.tor sewritv-based swap c11stomets under 17 ,FR | | | 240.15c3~3(p)(2) or 17 CFR 240.18a-4,…Read the full text as markdown