Full text of STARLIGHT FUNDING INVESTMENTS, LLC's X-17A-5 filed 2023-03-20 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATF.S SECURITIESANDEXCHANGECOMMISSION Wasbington,D.C. 20549** 0MB APPROVAL · 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per resoonse •••.•. 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill # SEC FILE NUMBER s-52424 FACING **PAGE** Information Required of Brokers and Dealers **Pursuant** to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING01/01/2019 | | | AND ENDING 12/31/2019 | | | |------------------------------------------------------------------------------------------|-------------------------------------------------------|-------------------|--------------------------------|--|--| | | MM/DDIYY | | MM/DDIYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Starlight Funding Investments, LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.O.NO. | | | | 1307 Bonita Avenue | | | | | | | | (No. and Street) | | | | | | Berkeley | | | 94709 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TIDS REPORT<br>Marta Dembskl | | | 510-527-6954 | | | | | | | (An:a Code - Telephone Number) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | | | | Jennifer Wray CPA PLLC | | | | | | | | (Name - if individual, state last, /int, middle name) | | | | | | 16418 Beewood Glen Dr | Sugar land | TX | 77498 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accouniant | | | | | | | §<br>Accountant not ~sident in United Statet:-or any of its possessions. | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *•Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis for the exemption. See Section 240.l7a-5(e)(2)* > **PotenOal peraons who are to respond to tl)e collection of Information contained In this form are not required to respond unless the form displays a currently valid OMBcontrol number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Maria Dembski | | | . swear (or af…Read the full text as markdown