KPMG CORPORATE FINANCE LLC X-17A-5 (2017-12-01) — Broker-dealer annual report

Full text of KPMG CORPORATE FINANCE LLC's X-17A-5 filed 2017-12-01 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: KPMG CORPORATE FINANCE LLC
• Form: X-17A-5
• Filed: 2017-12-01
• Period: 2017-09-30
• Accession: 0001110657-17-000004
• CIK: 1110657
• File #: 8-52462
• Material weakness: No
• Auditor: RSM US LLP
• Auditor location: Chicago, IL
• Contact: Alfredo Izaguirre
• Phone: 4042227769
• Signed by: Alfredo Izaguirre (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001110657 XXXXXXXX LIVE true false false 10-01-2016 09-30-2017 Broker-dealer N KPMG CORPORATE FINANCE LLC 200 E. RANDOLPH STREET Suite 5500 CHICAGO IL 60601-6436 Alfredo Izaguirre 4042227769 RSM US LLP 1 South Wacker Drive Suite 800 Chicago IL 60606 Certified Public Accountant Alfredo Izaguirre KPMG CORPORATE FINANCE LLC 09-30-2017 Alfredo Izaguirre Chief Compliance Officer Y

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• X-17A-5 — 2019-11-29
• X-17A-5 — 2018-11-28
• X-17A-5 — 2016-11-25
• X-17A-5 — 2015-11-27
• X-17A-5 — 2014-12-15
• X-17A-5 — 2013-11-27

Original filing on SEC EDGAR (source of record)