Full text of KPMG CORPORATE FINANCE LLC's X-17A-5 filed 2024-12-23 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition September 30, 2024 Filed as PUBLIC information pursuant to Rule 17a-5 (e) (3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: Estimated average burden ## ANNUAL REPORTS FORM X-17A-5 PART III | Estimated average burden<br>hours per response: | | |-------------------------------------------------|--| | | | | SEC FILE NUMBER | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|--------------------------------|--------------------------------------------|------------| | | | | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: _______________________________________________________________________ | _______________________________________________________________________ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>F | (Do | | no.) | | | _____________________________________________________________________________________ | _____________________________________________________________________ | | | | | | | (No. and Street)<br>Street) | | | | _____________________________________________________________________________________ | _____________________________________________________________________ | | | | | (City) | | (State)<br>(State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | FILING | | | | | _____________________________________________________________________________________ | _____________________________________________________________________ | | | | | (Name) | | (Area Code – Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | _______________…Read the full text as markdown