Full text of CALLAWAY FINANCIAL SERVICES, INC.'s X-17A-5 filed 2021-03-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER &-52474 **FACING PAGE Information Required of Brokers** and Dealers **Pursuant** to Section 17 of the **Securities Exchange Act of** 1934 **and Rule** 17a-S **Thereunder** | REPORT FOR THE PERIOD BEGINNINGQ1/01/2Q2Q | | AND ENDING 12/31/2020 | | | |-----------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------|--------------------------------|--| | | MM/DD/YY | | MM/DDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Callaway Financial Services, Inc | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 2245 Texas Dr., Suite 300 | | | | | | | (No. and Street) | | | | | | | | 77479 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Maria Dembski | | | 954-707-0568 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Jennifer Wray CPA PLLC | (Name - if indiVidual, state last, first, middle 11ame) | | | | | 16418 Beewood Glen Dr. | Sugar land | TX | 77498 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | !tljcertified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of Information contained** In **this form are not required to respond unless the form displays a currentlyvalld 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Maria Dembski | , swear (or affirm) that, to the best of | |----------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown