Full text of CALLAWAY FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-03-07 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | OMS APPROVAL | | |---------------------------|--| | 0MB Number, 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | |-----------------| | 8-52474 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2021** MM/DD/YY AND ENDING \_1\_2\_/3\_1\_/2\_0\_2\_1 \_\_ \_ MM/DO/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_ C\_a\_l\_la\_w\_a...;;..y\_F\_i\_na\_n\_c\_ia\_l\_S\_e\_r\_v\_ic\_e\_s,\_l\_n\_c\_. \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes}: <sup>181</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent ls also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 2245 Texas Dr. Suite 300 ( No. and Street) Sugar Land TX (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 77479 (Zip Code) James David Jones (Name) 954-707-0586 (Area Code - Telephone Number) david@synerysecurities.com (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Jennifer Wray CPA PLLC (Name - if individual, state last, first, and middle name) 800 Bonaventure Way, Suite 168 Sugar Land TX (Address) (City) (State) 11/30/2016 6328 **FOR OFFICIAL USE ONLY** 77479 (Zip Code) • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(il), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | Maria Dembski<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |----------|-------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | | fi?jndal rrsort 3rtaining to the firm of<br>CaHaway Financial Se…Read the full text as markdown