Full text of SIXTEEN SECURITIES, INC.'s X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | Page | |-----------------------------------------------------------------------------------------------------------------------|-------| | Facing Page to Form X-17 A-5 | 1 | | Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition | 4 | | Statement of Operations | 5 | | Statement of Changes in Stockholder's Equity | 6 | | Statement of Cash Flows | 7 | | Statement of Changes in Liabilities Subordinated to Claims of Creditors | 8 | | Notes to Financial Statements | 9-12 | | Supplemental lnforma.tion Required by Rule 17a-5 of<br>the Securities and Exchange Commission | | | Schedule of Computation of Net Capital for Brokers<br>and Dealers Under SEC Rule 15c3<br>-1 | 13 | | Schedule of Reconciliation of Net Capital Per FOCUS<br>Report with Audit Report | 14 | | Information Relating to Possession or Control Requirements<br>Under SEC Rule l 5c3-3 | 15 | | Computation for Deteirmination of the Reserve Requirements<br>Under SEC Rule l 5c3-3 | 16 | | Report on Internal Control Required by SEC Rule l 7a-5 for a Broker-Dealer<br>Claiming Exemption From SEC Rule 15c3-3 | 17-18 | {1}------------------------------------------------ llN ITEU TATES [ClfR ITIESANOEX('lfAN(;E("OMMISSION Washinj!lon, l>.C. 211541) # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** r OMB APPROVAL OMB Number: 3235-0123 Expires. August 31, 2020 Estimated average burden h9Yr~ per response *...:..:...:...* 12 00 # SEC FILE NUMBER B-52479 \_J #### FACING PAGE lnformatiort Required of Brokers and Dea lers Pursuant to Section 17 o f the ccurities Exchange Act oft 934 and Rule I 7a-5 T l1er eunde <sup>r</sup> | MMIDD/YY<br>OFFICIAL USE ONLY<br>J<br>FIRM I D NO. | |----------------------------------------------------| | | | | | | | | | | | | | | | | | | | ( i\rca Code - fclcphonc Number) | | | | | | | | | | 75080 | | (.ltp Code) | | | | | | | | | | | | FOR OFFICIAL USE ON'--'-L Y"'"----------------1 | | | | | | | *•C/uims/or exemption.from* th~ *requirement thuJ the tmmwl report be cov.ered* hy *the opinion of an independent public accountant must be supp<>rted by a state me* 111 *cif facts cmd cin:um.wam:es relied* <sup>0</sup> <sup>11</sup>~ *rhe basis for the e .. xemption. See Section 2./0. I 7a-5(e)(2)* > Potential persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a curre…Read the full text as markdown