Full text of SIXTEEN SECURITIES, INC.'s X-17A-5 filed 2020-04-01 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES ECURITIESANOEXCI-IANGECOMMIS:SION** Was hin gton, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X- 17A-5 PART Ill** | | 0MB APPROVAL | |--------------------------|-------------------------| | 0MB Number: | 3235-0123 | | Expires: | August 31, 2020 | | Estimated average burden | | | | hours er res onse 12.00 | | SEC FILE NUMBER | |-----------------| | 8-52479 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section J** 7 **of the Securities Exchange Act of 1934 and Ruic J 7a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01 /19 | | AND ENDING 12/31 /19 | MM/DD/YY | | |----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------|------------------------------------|--| | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Sixteen Securities, Inc_<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM 1.0. NO. | | | | | | | | | 5790 Sunset Drive | | | | | | | (No. and Slreet) | | | | | | Fl | | 33143 | | | (Ciiy) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Kris Goldbach<br>(704) 783-6658 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Alverez & Associates,, Inc. | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 9221 Corbin Avenue Suite 165 Northridge | | CA | 91324 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>I<br>el'<br>certified Public Accountant | | | | | | • | | | | | | Public Accountant | | | | | | •<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circ11ms1ances relied on as the basis for the exemption. See Section 240. / 7a-5{e)(2)* > **Potential persons who are to respond to the c:ollectlon of Information contained** In **this form are not required to respond! unless the form displays a currently valld 0MB control num…Read the full text as markdown