NEWOAK CAPITAL MARKETS LLC X-17A-5 (2017-02-21) — Broker-dealer annual report

Full text of NEWOAK CAPITAL MARKETS LLC's X-17A-5 filed 2017-02-21 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NEWOAK CAPITAL MARKETS LLC
• Form: X-17A-5
• Filed: 2017-02-21
• Period: 2016-12-31
• Accession: 0001113151-17-000003
• CIK: 1113151
• File #: 8-52532
• Material weakness: No
• Auditor: WithumSmith Brown
• Auditor location: Morristown, NJ
• Contact: Robert Johnson
• Phone: 2122090779
• Signed by: James Frischling (Member)

Document text (excerpt)

X-17A-5 0001113151 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N NEWOAK CAPITAL MARKETS LLC 685 THIRD AVENUE, 21ST FL. NEW YORK NY 10017 Robert Johnson 2122090779 WithumSmith Brown 465 South Street Suite 200 Morristown NJ 07960 Certified Public Accountant James Frischling NEWOAK CAPITAL MARKETS LLC 12-31-2016 James Frischling Member Y

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• X-17A-5 — 2019-02-05
• X-17A-5 — 2018-02-23
• X-17A-5 — 2016-03-08
• X-17A-5 — 2015-03-20
• X-17A-5 — 2014-03-10
• X-17A-5 — 2013-03-04

Original filing on SEC EDGAR (source of record)