Full text of THE VERTICAL TRADING GROUP, LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: SEC FILE NUMBER 8-52814 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/21 filing for the period beginning 01/01/21 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: THE VERTICAL TRADING GROUP LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer [] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 56 LOCUST AVE, 2ND FL (No. and Street) RYF NY 10580 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING THOMAS MARTIN (212) 430-3552 TOM@VERTGRP.COM (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* G.R. Reid Associates, LLP (Name – if individual, state last, first, and middle name) Woodbury 7600 Jericho Turnpike #400 NY 11797 (Address) (City) (State) (Zip Code) 7/01/2013 5861 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Thomas Martin | , swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|-----------------------------------------------------------------------|-------| | financial report pertaining to the firm of The VerticalTradingGroupLLC | | as of | mances report perfaining to the firm of The seitening nowledge offirm) hat neither the mail................................................................................... partner, officer, director, or equivalent person, as the case may proprietary int…Read the full text as markdown