Full text of THE VERTICAL TRADING GROUP, LLC's X-17A-5 filed 2026-04-29 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Confidential # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-52814 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING MM/DD/YY 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: The Vertical Trading Group, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 130 Maple Ave | (No. and Street) | | | | | | | |----------------------------------------------|---------|-----------------|--|--|--|--| | Red Bank | NJ | 07701 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 212-430-3552<br>Thomas Martin | | tom@vertgrp.com | | | | | ## B. ACCOUNTANT IDENTIFICATION (Area Code - Telephone Number) (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Ferrara СРА (Name) | | (Name- if Individual, state last, first, and middle name) | | | |--------------------------------------------------|-----------------------------------------------------------|---------|--------------------------------------------| | 100 Horizon Center Blvd | Hamilton | NJ | 08691 | | (Address) | (City) | (State) | (Zip Code) | | 12/17/2024 | | 7259 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | Claims for exemption from the requlrement that the annual reports be covered by the reports of an independent public accountant must be supported by<sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(1i), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displaysa currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | 1, Thomas Martin | _ swear (or affirm) that,…Read the full text as markdown