Full text of SAGE PARTNERS SECURITIES, LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17 A-5 PART** Ill SEC FILE NUMBER 52836 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** AND ENDING **12/31 /23** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Sage Partners Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer • Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer • Major security-based swap participant | (No. and Street) | | | | | | |----------------------------------------------------------|-----------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | CA | | 90025 | | | | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark Vidergauz<br>310-478-7899<br>mvidergauz@sagellc.com | | | | | | | | | | | | | | | | | | | | | | | | | | | | Farber Hass Hurley LLP | | | | | | | | | | | | | | | CA | 91311 | | | | | (City) | (State) | (Zip Code) | | | | | | 223 | | | | | | | | {PCAOB Registcatioa N,mbe,, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | rte cl R,gistcafoa with PCAOB)llf applicable) | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>11111 Santa Monica Boulevard, Suite 2200<br>(Area Code -Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>9301 Oakdale Avenue, Suite 230 Chatsworth | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis ofthe exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Pers…Read the full text as markdown