Full text of SAGE PARTNERS SECURITIES, LLC's X-17A-5 filed 2026-03-11 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 52836 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | MM/DD/VY | | MM/DD/VY | | |-------------------------------------------------|----------|--------------|----------------------|---| | FILING FOR THE PERIOD BEGINNING _0_1_/_0_1_/2_4 | ___ | AND ENDING _ | __<br>1_2_/3_1 /_2_4 | _ | | | | | | | **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Sage Partners Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 11111 Santa Monica Boulevard, Suite 2200 | | {No. and Street) | | | | |-----------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|----------------------------------------------|--| | Los Angeles | | CA | 90025 | | | {City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mark Vidergauz | 310-478-7899 | | mvidergauz@sagellc.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Farber Hass Hurley LLP | (Name - if individual, state last, first, and middle name) | | | | | 9301 Oakdale Avenue, Suite 230 | Chatsworth | CA | 91311 | | | (Address) | {City) | (State) | (Zip Code) | | | l<br>10/22/2003 | | 223 | | | | ''<br>of Reglstcatloo with PCAOB)llf applitable) FOR OFFICIAL USE ONLY | | | (PCAOB Registcatioo Nombec, if applic,ble) I | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cur…Read the full text as markdown