Full text of DONNELLY PENMAN & PARTNERS INC.'s X-17A-5 filed 2022-05-27 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-52909 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING March 31, 2022 FILING FOR THE PERIOD BEGINNING April 1, 2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Donnelly Penman & Partners, Inc. TYPE OF REGISTRANT (check all applicable boxes): Security-based swap dealer Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 20902 Mack Avenue, Suite 200 (No. and Street) 48236 Grosse Pointe Woods MI (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (313) 393-3060 Sharon A. Schuster sschuster@donnellypenman.com (Area Code – Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* DeMarco Sciaccotta Wilkens & Dunleavy, LLP (Name – if individual, state last, first, and middle name) 60423 20646 Abbey Woods Ct N, Suite 201 Frankfort (Address) (State) (City) (Zip Code) 12/21/2010 5376 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 1 {1}------------------------------------------------ #### OATH OR AFFIRMATION | | Sharon A. Schuster | |--|--------------------| | | | swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Donnelly Penman & Partners, Inc. as of , 2 022 March 31 partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer. Bonnie Somerville Notary Public State of Michigan Macomb County Acting in the County of 1712028 Annue Title: Chief Financial Officer Notary Public #…Read the full text as markdown