Full text of DONNELLY PENMAN & PARTNERS INC.'s X-17A-5 filed 2025-06-25 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------------------------------------------|------|-----------------|--------------------------------------------|--| | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING April 1, 2024 AND ENDING March 31, 2025<br>MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Donnelly Penman & Partners, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 20902 Mack Avenue, Suite 200 | | | | | | | | | | (No. and Street) | | | | | | Grosse Pointe Woods | | MI | | | 48236 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Tom Shea | 313-393-3060 | | | | tom@gscomplianceconsulting.com | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciacotta Wilkens & Dunleavy, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 20646 Abbey Woods Ct N, Suite 201 Franktort | | | | | 60423 | | | (Address) | (City) | | | (State) | (Zip Code) | | | 12/21/2010 | | | 5376 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exe…Read the full text as markdown