Full text of P.A.N. SECURITIES, LP's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNTTED ST A TES SECURITIES AND EXCHANGE COMMlSSION Washington, D.C. 20549 0MB APPROVAL 0MB N umber: 3235-0123 Expi~s; August 31, 2020 Estimated average burden hours per resoonse ... 12.00 8-52964 I SEC FILE NUMBER I # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlli** # **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | MM/DDNY | ____ O~lt~O_l/_19 ____ ~ANDENDING | 12/31/19<br>MM/DDNY | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|------------------------------------------------|---------------------------------| | | A. REGISTRANT LDE:\'TIFICATIO:\' | | | | NAME OF BROKER -<br>DEALER: | | | | | P.A.N. Securities, LP | | | OFFICIAL USE ONLY | | | | | FIRM ID.NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 99 Park A venue I &h Floor<br>(No. and Streel) | | | | | | | | | New York<br>(City) | NY<br>(State) | | 10016<br>(Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER Of PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Howard Spindel | | | (212~897-1688 | | | | | (Area Co e -<br>I elephone No.) | | | | | | | | B. ACCOUNTANT IDE:\'TIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | Eisner Am per LLP<br>(Name - | if indjvidual, state Last, first, middle name) | | | | | | | | 750 Third Avenue<br>(Address) | New York<br>(City) | NY<br>(State) | 10017<br>(Zip Code) | | | | | | | CHECK ONE: | | | | | ~ Certified Public Accounlanl | | | | | D<br>PubLic Accountam | | | | | D<br>Accoumant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | *must be supported by a slatemem of facts and circumstances relied* 011 *as lite basis for tlte exemption. See sec Hon 240. l 7a-*5(e)(2).SEC 1410 (3-91) {1}------------------------------------------------ Statement of Financial Condition December 31, 2019 {2}------------------------------------------------ # **This report \*\* contains (check all applicable boxes):** - [x] Report of Independent Registered…Read the full text as markdown