Full text of P.A.N. SECURITIES, LP's X-17A-5 filed 2024-03-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIE AND EXCHA GE COMMl SION Washington, o\_c. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursmint to Rule t 7a-5 17a-12, and 18n-7 under· the Securities Exclrnnge Act of 1934 FILING FOR THE PER10D BEGINNING **01/01/23** AND ENDJNG **12/31 /23** MM/DDNY MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: P.A.N. Securities, LP TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D ecurity-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCJPAL PLACE OF BU INE S: (Do not use a P.O. box no.) | | B. ACCOUNTANT IDENTIFTCA TION | | |----------------|-----------------------------------------------------|-------------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | | Howard Spindel | (561) 420-0842 | hspindel@integrated.so1utions | | | PER ON TO CONTACT WlTH REGARD TO THJS FrUNG | | | (City) | (State) | (Zip Code) | | Norwalk | CT | 06850 | | | (No. and Street) | | | | c/o FactSet Research Systems Inc., 45 Glover Avenue | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## EisnerAmper LLP (Name - if individual, slate last, first. and middle name) | 733 Third Avenue | New York | NY | 10017 | |--------------------------------------------------|----------|---------|-------------------------------------------| | (Address) | (City) | ( late) | (Zip Code) | | 09/29/2003 | | 274 | | | (Date of Registration with PCAOB) if applicable) | | | (PCAOB Registration Number_ ifapplicable) | #### **FOR OFFI** • Claims for exemption from the requirement that the annual reports be covered by the reports ofan independent public accountant must be supported by a statement of facts a11d circumstances relied on as the basi ofihe exemption. ec 17 FR 240. I 7a-5(c)(l )(ii), if applicable. Persons who arc to respond lo the collection of information contained in this form a rc not required to respond unless the form displays n curren tly valid Oi\18 control number. 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov\_ 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMER 8- 52964 {1}------------------------------------------------ ## AFFfRMA TION I Howard Spindel , swear (or affirm) that, to the best of my knowledg and belief the financial report pertaining to PAN. Securities, LP as of 12/31/23 , i true and…Read the full text as markdown