Full text of FIRST REPUBLIC SECURITIES COMPANY, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # FIRST REPUBLIC **SECURITIES COMPANY,** LLC (A Wholly-Owned Subsidiary of First Republic Bank) (SEC Identification No. 8-52973) Statement of Financial Condition as of and for the year ended December 31, 2021 with report of Independent Registered Public Accounting Firm > **Filed pursuant to Rule 17a-5(e)(3) as a PUBLIC DOCUMENT** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** SEC FILE NUMBER 8-52973 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _O_l_/O_l_/_2D_2_1 ____ | MWDDNY | AND ENDING | __ | __<br>_<br>1_2_/3_1_/_20_2_1<br>MWDDNY | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|----------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: __ F_ir_s_t_R_e_p_u_b_li_c_S_e_c_u_ri_t_ie_s_C_o_m_p_a_n_y,_L_L_C ______________ | | | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>IBl Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 111 Pine Street | | | | | | | (No. and Street) | | | | | San Francisco | CA | | | 94111 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Tateosian | 415-296-5810 | | | dtateosian@firstrepublic.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 55 Second Street, Suite 1400 | San Francisco | | CA | 94105 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports o…Read the full text as markdown