Full text of FIRST REPUBLIC SECURITIES COMPANY, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **FIRST REPUBLIC SECURITIES COMPANY, LLC** (A Wholly-Owned Subsidiary of First Republic Bank) (SEC Identification No. 8-52973) Statement of Financial Condition as of and for the year ended December 31, 2022 with report of Independent Registered Public Accounting Firm > **Filed pursuant to Rule 17a-S(e)(3) as a PUBLIC DOCUMENT** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0 MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-52973 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/YY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAMEoFFIRM : First Republic Securities Company, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 111 Pine Street (No. and Street) San Francisco CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 94111 (Zip Code) David Tateosian (415) 249-5760 dtateosian@firstrepublic.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG, LLP (Name - if individual, state last, first, and middle name) 55 Second Street, Suite 1400 San Francisco CA 94105 (Address) (City) (State) (Zip Code) 10/20/2003 185 l" **of Reg;,tr,Uoa w;th PCAOBj(;f appl;cablej FOR OFFICIAL USE ONLY (PCAOB Reg;~rat;oa Norn bee,** If **applkable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, David Tateosian | swear (or…Read the full text as markdown