ALLEGIANCE CAPITAL, L.L.C. X-17A-5 (2016-02-29) — Broker-dealer annual report

Full text of ALLEGIANCE CAPITAL, L.L.C.'s X-17A-5 filed 2016-02-29 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ALLEGIANCE CAPITAL, L.L.C.
• Form: X-17A-5
• Filed: 2016-02-29
• Period: 2015-12-31
• Accession: 0001127577-16-000005
• CIK: 1127577
• File #: 8-52978
• Material weakness: No
• Auditor: Haverlock,Estey & Curran
• Auditor location: Hampden, ME
• Contact: Jerry Corey
• Phone: 207-347-2414
• Signed by: Neal P Richard (Principal Financial Operations)

Document text (excerpt)

X-17A-5 0001127577 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N ALLEGIANCE CAPITAL, L.L.C. 50 DONALD B. DEAN DRIVE SUITE ONE SOUTH PORTLAND ME 04106 Jerry Corey 207-347-2414 Haverlock,Estey & Curran 8 Commerce Court Hampden ME 04444 Certified Public Accountant Neal P Richard ALLEGIANCE CAPITAL, L.L.C. 12-31-2015 Neal P Richard Principal Financial Operations Y

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• X-17A-5 — 2018-03-05
• X-17A-5 — 2017-03-01
• X-17A-5 — 2015-04-29
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)