Full text of ALLEGIANCE CAPITAL, L.L.C.'s X-17A-5 filed 2026-04-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | OUR ADDDt""""<br>0MB Number: 3235--0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response; 12 | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|--------------------------------|-----------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------------------------------------| | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-52978 | | | | PART Ill | | | , ' | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 188-7 under the Securities Exchange Act of 1934 , | | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING 1/1/2025<br>AND ENDING 12/31 /2025- | | | | | | | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Allegiance Capital LLC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 50 Donald B Dean Drive | | | | | | | | | (No. and Street) | | | | | South Portland | | ME | | | 04106 | | (City) | | (State) | | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Neal P Richard | 207-34 7-2440 | | | nrichard@richardbrothersfinanetal.com | | | (Name) | | (Area Code - Telephone Number) | | (Emait Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Jennifer Wray, CPA | | | | | | | | (Name - if individua I, state last, first, and middle name• | | | | | | 800 Bonaventure Way #168 | | Sugar land | | TX | 77479 | | (Address) | (City) | | (State) | | (Zip Code) | | 11/30/2016 | | | 6328 | | | | (Date of RP<ristratioo with PCA0B)(if applicable) | | FOR OFFICIAL USE ONLY | | | (PCA0B Registration Number if aoolicable | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supponed by a statement of facti a…Read the full text as markdown