Full text of VALLEY FINANCIAL MANAGEMENT, INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### F INANCIAL S TATEMENTS AND S UPPLEMENTAL I NFORMATION Valley Financial Management, Inc. (A Wholly-Owned Subsidiary of Valley National Bank) Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm *This report is deemed confidential in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document.* {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ### **ANNUAL REPORTS FORM X-17A-5 PART III** FACING PAGE | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER 8-52993 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 #### **A.** REGISTRANT IDENTIFICATION NAME OF FIRM: Valley Financial Management, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | Madison Avenue, 4th Floor<br>350 | | | | | |----------------------------------|----------------------------------------------|------------------|--|--| | (No. and Street) | | | | | | New York | NY | 10017 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jamie Mayo | (917) 207-5323 | jmayo@valley.com | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | {2}------------------------------------------------ ## **B.** ACCOUNTANT IDENTIFICATION ### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### **CohnReznick LLP** (Name – if individual, state last, first, and middle name) | 1301 Avenue of the Americas, 7th Floor | New York | NY | 10019 | |--------------------------------------------------|----------|--------------------------------|------------| | (Address) | (City) | (State) | (Zip Code) | | 10/14/2003 | | | #596 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registrati…Read the full text as markdown