Full text of VALLEY FINANCIAL MANAGEMENT, INC.'s X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### F INANCIAL S TATEMENTS Valley Financial Management, Inc. (A Wholly Owned Subsidiary of Valley National Bank) December 31, 2024 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART III** FACING PAGE OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER 8-52993 ### **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 #### **A.** REGISTRANT IDENTIFICATION NAME OF FIRM: Valley Financial Management, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer տSecurity-based swap dealer տMajor security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 350 Madison Avenue, 4th Floor | | | | | |-------------------------------|----------------------------------------------|---------|------------------|--| | (No. and Street) | | | | | | New York | | NY | 10017 | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jamie Mayo | (917) 207-5323 | | jmayo@valley.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | |--------|--------------------------------|-----------------|--|--| {2}------------------------------------------------ #### **B.** ACCOUNTANT IDENTIFICATION ### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **CohnReznick LLP** (Name – if individual, state last, first, and middle name) | 1301 Avenue of the Americas, 7th Floor | New York | NY | 10019 | | |-----------------------------------------------------------------|----------|--------------------------------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | | 10/14/2003 | | #596 | | | | (Date of Registration with PCAOB)(if applicable)<br>applicable) | | (PCAOB Registration Number, if | | | ### **FOR OFFICIAL USE ONLY** *\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1…Read the full text as markdown